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Detail Form
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1.
"A negotiated offering in which a new issue of municipal securities is sold on an agency basis by a placement agent directly to institutional or private investors rather than through an offering to the general investing public" is referred as:
2.
Regulation D, an SEC rule governing the limited offer and sale of securities without registration under the securities Act of 1933, regulates private placement exemptions. Regulation D supports all of the following EXCEPT:
3.
Underwriting decisions are more influenced by what underwriters think they can sell to the public than _____________.
4.
Recent turmoil in the financial markets illustrate the volatility of the secondary market for subprime loans and the significant liquidity risk incurred when originating a large volume of loans intended for:
5.
IF a securitization transaction meets FAS 125 sale or servicing criteria, the seller must recognize any gain or loss on the sale of the pool immediately and carry any retained interests in the assets sold ( including servicing rights/obligation and interest-only strips) at ____________.
6.
______________ includes provision provided by issuers to reduce risk in CMBS in a securitized process.
7.
A special servicer is the servicer who assumes servicing responsibilities when a loan goes into default and conducts the work-out "or foreclosure process. There are various scenarios typical for determining special servicers; as mentioned below, EXCEPT:
8.
Most certificates are held by the depository trust company as custodians for the trustee for the benefit of the certificate holders, and the notice of book entry is made to the certificate holders simultaneously with the distribution. The actual certificates, but instead only possess a record of ___________.
9.
Which of the following should be the next step after the structuring process in order to complete the securitization process?
10.
Some organizations will strive to simply with the law; others will use the Act as an opportunity to further promote treasury best practices. Specific areas of
opportunity include all of the following EXCEPT:
opportunity include all of the following EXCEPT: