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Detail Form
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1.
An investment company acting as a conduit in the distribution of net investment income, pursuant to IRS rules, is called:
2.
Mutual fund salespersons may not represent that a product is like of safer than:
3.
All sales literature and advertising relating to investment company shares prepared by members of FINRA must be filed for review with which of the following?
4.
Reinvestment of dividends and distributions from investment company shares:
5.
The principal underwriter of an open-end investment company is frequently called: