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Detail Form
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1.
Which of the following does not appear in the official notice of sale?
2.
Which of the following does not appear in a municipal syndicate letter to underwriters?
3.
Which of the following sources provides news of prospective municipal securities sales to underwriters?
4.
Under a leaseback arrangement used to finance construction of local schools, who is the issuer of the municipal bonds?
5.
Who obtains and pays the municipal bond attorney rendering a legal opinion about the validity of the bond issue?
6.
Which of the following municipal bonds may be grouped under the classification of "revenue bonds"?
7.
Assuming that the information contained in a registration statement is complete and accurate, the registration statement becomes effective:
8.
The Bubba Corporation is offering stock to the public for the first time. The registration statement lists 150,000 shares for sale at $400 per share. The company
conducts business in a 100-mile radius that includes towns in two neighboring states.
Which of the following information is not required in the preliminary prospectus for this offering?
9.
Bubba Securities, Inc. offers 3,000,000 shares of Top Notch Manufacturing Corporation common stock at $27 per share. The next day an advertisement appears in
the Wall Street Journal announcing the offering and listing the names of some of the underwriting firms.
This ad is commonly referred to as a:
10.
For what time period does a Form 144 remain in effect?