check Interconnection

1.

The control failings involving Barings and Daiwa highlight the critical importance of what operational risk management practice?

the taping of conversations between counterparties model signing-off and implementation controls the separation between front/back office duties the existence of contingency plans

2.

The maximum term for which a London Certificate of Deposit may be issued is:

1 year 3 years 5 years 10 years

3.

A collateral pool can be defined as:

assets lent by members of a payment system collectively available to the system as collateral to enable them to obtain funds in specific circumstances liabilities owned by members of a payments system collectively available to the system as collateral toenable them to obtain funds in specific circumstances assets owned by members of a payment system collectively available to the system as collateral toenable them to obtain funds in specific circumstances assets swapped by members of a payment system collectively available to the system as collateral toenable them to obtain funds in specific circumstances

4.

The prompt sending and checking of confirmations is considered a best practice when dealing in:

amounts higher than USD 10,000,000.00 or the equivalent in other currencies amounts higher than USD 1,000,000.00 or the equivalent in other currencies any amount unless dealt via a broker any amount by any counterparty

5.

Which of the following are available SmartConsole clients which can be installed from the R76 Windows CD? Read all answers and select the most complete and valid list.

SmartView Tracker, CPINFO, SmartUpdate SmartView Tracker, SmartDashboard, SmartLSM, SmartView Monitor SmartView Tracker, SmartDashboard, CPINFO, SmartUpdate, SmartView Status Security Policy Editor, Log Viewer, Real Time Monitor GUI

6.

Your bank's distributed R76 installation has Security Gateways up for renewal. Which SmartConsole application will tell you which Security Gateways have licenses that will expire within the next 30 days?

SmartView Tracker SmartPortal SmartUpdate SmartDashboard

7.

When launching SmartDashboard, what information is required to log into R76?

User Name, Management Server IP, certificate fingerprint file User Name, Password, Management Server IP Password, Management Server IP Password, Management Server IP, LDAP Server IP

check Interconnection

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check Interconnection

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