Process Associate Anand Rathi Financial Services Limited
Anand Rathi Financial Services Limited
Office Location
Full Time
Experience: 2 - 2 years required
Pay: INR 500000 - INR 800000 /year
Type: Full Time
Location: Mumbai City
Skills: SOP Preparation, Operational risk, Internal Audit, SEBI regulations, Process Review
About Anand Rathi Financial Services Limited
Job Description
- Discussing with process owner and drafting SOP
- Reviewing the process and identify inefficiencies in operational processes.
- Identify and evaluate operational, financial, and regulatory risks and Identify control deficiencies and suggest improvements.
- Timely Updating SOP with controlling version records.
- Verify records and process related to client transactions, compliance, and operations.
- Support in review of SEBI regulations, exchange rules, and internal policies.
- Monitor and report compliance violations.
Candidates working for stock broking companies will be preferred.
Exposure of Internal Audit and SOP review is must.